Form D · Hedge Fund

ADVISORY RESEARCH SMALL CAP VALUE FUND II LP

60601, IL · CIK 0001456140

Offering snapshot reported Jan 4, 2018 · SEC filing

Reported sold: $179M
Investors reported: 102
Minimum accepted: $500K
First sale: May 4, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 4, 2018	Amendment	$179,290,093	$0vs Jan 9, 2017	102	SEC filing
Jan 9, 2017	Amendment	$179,290,093	$0vs Jan 8, 2016	102	SEC filing
Jan 8, 2016	Amendment	$179,290,093	$0vs Jan 9, 2015	102	SEC filing
Jan 9, 2015	Amendment	$179,290,093	$600,000vs Jan 24, 2014	102	SEC filing
Jan 24, 2014	Amendment	$178,690,093	$3,300,000vs Jan 24, 2013	103	SEC filing
Jan 24, 2013	Amendment	$175,390,093	$6,849,289vs Jan 24, 2012	102	SEC filing
Jan 24, 2012	Amendment	$168,540,804	$6,965,874vs Jan 28, 2011	100	SEC filing
Jan 28, 2011	Amendment	$161,574,930	$1,600,000vs Feb 11, 2010	96	SEC filing
Feb 11, 2010	Amendment	$159,974,930	No comparison	95	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-126933

Source: Form D, filed Jan 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVISORY RESEARCH SMALL CAP VALUE FUND II, L.P.

Investment adviser: ADVISORY RESEARCH INC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION SCHAUMBURG, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CHICAGO, Illinois, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1271542 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-8453259167

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
ADVISORY RESEARCH SMALL CAP VALUE FUND LP	Jan 13, 2017	$99,450,006	108
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP (this fund)	Jan 4, 2018	$179,290,093	102

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Heather Calby	Executive
Tim Carter	Executive
Timothy L Carter	Executive
Christopher Crawshaw	Director, Executive
Jim Cunnane	Director, Executive
John Gallop	Director
David B. Heller	Executive
Cari Ann Hopfensperger	Executive
Laura Moret	Executive
Brien O'brien	Director
Debbra Schoneman	Director
Thomas Smith	Director
Susan Steiner	Executive
Matthew Swaim	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

180 North Stetson Suite 5500
60601, IL, 60611