Form D · Hedge Fund

Advisory Research Opportunities Fund, L.P.

Chicago, IL · CIK 0001549974

Offering snapshot reported Apr 22, 2016 · SEC filing

Reported sold
$28.7M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.4M$28.7MMay 14, 2012: $1,750,000.00May 14, 2012May 10, 2013: $15,029,033.00May 10, 2013Apr 22, 2014: $21,762,017.00Apr 22, 2014Apr 24, 2014: $21,762,017.00Apr 24, 2015: $26,762,017.00Apr 24, 2015Apr 22, 2016: $28,713,452.00Apr 22, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,762,017 → $28,713,452
  • Reported investors37 → 40

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2016Amendment$28,713,452$1,951,435vs Apr 24, 201540SEC filing
Apr 24, 2015Amendment$26,762,017$5,000,000vs Apr 24, 201437SEC filing
Apr 24, 2014Amendment$21,762,017$0vs Apr 22, 201433SEC filing
Apr 22, 2014Amendment$21,762,017$6,732,984vs May 10, 201333SEC filing
May 10, 2013Amendment$15,029,033$13,279,033vs May 14, 201218SEC filing
May 14, 2012Initial$1,750,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-178213

Source: Form D, filed Apr 22, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVISORY OPPORTUNITIES FUND L.P.

Investment adviser: ADVISORY RESEARCH INC

Gross asset value
$14.1M
Beneficial owners
40
ADV minimum commitment
$1M

Reported in Form ADV on May 1, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION SCHAUMBURG, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG CHICAGO, Illinois, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1112523 · May 1, 2017 · Schedule D 7.B.(1), fund 805-2356550425

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Heather Calby Executive
Timothy L. Carter Executive
Christopher Crawshaw Director, Executive, Promoter
Cari Ann Hopfensperger Executive
Laura Moret Executive
Brien O'brien Director, Executive, Promoter
Debbra Schoneman Executive
Thomas Smith Director
Susan Steiner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
180 North Stetson Avenue Suite 5500
Chicago, IL, 60601