Form D · Hedge Fund

ADVISORY RESEARCH MICROCAP VALUE FUND LP

Chicago, IL · CIK 0001166072

Offering snapshot reported Jan 9, 2017 · SEC filing

Reported sold: $157M
Investors reported: 187
Minimum accepted: $500K
First sale: Oct 1, 2001

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 9, 2017	Amendment	$156,636,225	$0vs Jan 8, 2016	187	SEC filing
Jan 8, 2016	Amendment	$156,636,225	$0vs Jan 9, 2015	187	SEC filing
Jan 9, 2015	Amendment	$156,636,225	$0vs Jan 23, 2014	187	SEC filing
Jan 23, 2014	Amendment	$156,636,225	$62,012vs Jan 23, 2013	186	SEC filing
Jan 23, 2013	Amendment	$156,574,213	$450,000vs Jan 24, 2012	186	SEC filing
Jan 24, 2012	Amendment	$156,124,213	$1,414,000vs Jan 26, 2011	186	SEC filing
Jan 26, 2011	Amendment	$154,710,213	$1,247,395vs Feb 11, 2010	185	SEC filing
Feb 11, 2010	Amendment	$153,462,818	No comparison	180	SEC filing
Feb 9, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-39162

Source: Form D, filed Jan 9, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVISORY RESEARCH MICRO CAP VALUE FUND, L.P.

Investment adviser: ADVISORY RESEARCH INC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $2M

Reported in Form ADV on Dec 18, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION SCHAUMBURG, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG CHICAGO, Illinois, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

JEFFERIES LLC
SEC 8-15074

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

JEFFERIES LLC
CRD 2347 · SEC 8-15074

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Filing source

Form ADV 1258754 · Dec 18, 2018 · Schedule D 7.B.(1), fund 805-6334470643

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Heather Calby	Executive
Timothy L Carter	Executive
Tim Carter	Executive
Christopher Crawshaw	Director, Executive
John Gallop	Director
David B. Heller	Executive
Cari Ann Hopfensperger	Executive
Laura Moret	Executive
Brien O'brien	Director
Debbra Schoneman	Executive
Thomas Smith	Director
Susan Steiner	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

180 North Stetson Ave Suite 5500
Chicago, IL, 60601