Form D · Other
Advion, Inc.
Ithaca, NY · CIK 0001534813
Offering snapshot reported Jun 25, 2014 · SEC filing
- Reported sold
- $1.5M Offering amount: $1.5M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 17, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 25, 2014 | Initial | $1,500,000 | No comparison | 9 | SEC filing |
| Nov 19, 2013 | Amendment | $9,178,043 | $2,177,543vs Nov 20, 2012 | 10 | SEC filing |
| Nov 20, 2012 | Amendment | $7,000,500 | $2,000,000vs Nov 17, 2011 | 10 | SEC filing |
| Nov 17, 2011 | Initial | $5,000,500 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-219814
Source: Form D, filed Jun 25, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven A. Elms | Director |
| John G. Freund | Director |
| Chane Graziano | Director |
| John D. Henion | Director |
| Joseph M. Kiely | Executive |
| David B. Patteson | Director, Executive |
| Zachary Shulman | Director |
| J. Kenneth Walker | Director |
| Francis H. Zenie | Director |
Issuer details
Industry: Other (See others in industry)
Address:
10 Brown Road Suite 101
Ithaca, NY, 14850
Ithaca, NY, 14850