Form D · Private Equity Fund
Schroder Adveq Technology IX S.C.S.
Munsbach, N4 · CIK 0001697676
Offering snapshot reported Dec 21, 2018 · SEC filing
- Reported sold
- $148M Offering amount: $500M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 15, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$125,353,535 → $148,383,838
- Reported investors11 → 13
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2018 | Amendment | $148,383,838 | $23,030,303vs Dec 27, 2017 | 13 | SEC filing |
| Dec 27, 2017 | Amendment | $125,353,535 | No comparison | 11 | SEC filing |
| Feb 17, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-280941
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Schroder Fund Advisors LLC | 24129 |
Source: Form D, filed Dec 21, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Adveq Management Ag | Promoter |
| N/A Adveq Management Luxembourg S.A.R.L. | Executive |
| Peter Arnold | Promoter |
| Philippe Bucher | Promoter |
| Tim Creed | Promoter |
| Rainer Ender | Promoter |
| Lee Gardella | Promoter |
| Sven Liden | Promoter |
| Bruno E. Raschle | Promoter |
| Nils Rode | Promoter |
| N/A Schroder Adveq Management Ag | Promoter |
| N/A Schroder Adveq Management Luxembourg S.A.R.L. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Munsbach, N4, L-5365