Form D · Other Investment Fund

Adveq Asia II C.V.

Curacao, P8 · CIK 0001459876

Offering snapshot reported May 10, 2010 · SEC filing

Reported sold
$114M
Offering amount: $350M
Investors reported
13
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 29, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57M$114MMay 8, 2009: $61,414,141.00May 8, 2009May 10, 2010: $113,939,394.00May 10, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$61,414,141 → $113,939,394

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2010Amendment$113,939,394$52,525,253vs May 8, 200913SEC filing
May 8, 2009Initial$61,414,141No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.34K (estimated)
Finders' fees
$0
Form D file number
021-130790
Recipient is an employee of Adveq Management AG(or affiliates) and a registered rep of Foreside(for an annual fee). Foreside is not entitled to sales commissions/finder fees. Transaction-based comp paid to such employee, if any, is paid directly by Adveq.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kennedy, Alison Wheeler3173858Foreside Fund Services, LLC · CRD 46106

Source: Form D, filed May 10, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
L.P. Adveq Asia Management Ii Executive
N.V. Adveq Management Executive
Ag Adveq Management Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Schottegatweg Oost 44
Curacao, P8, 00000