Form D · Private Equity Fund

Advent Legacy Securities PPIF, Ltd.

Grand Cayman, E9 · CIK 0001474260

Offering snapshot reported Dec 8, 2009 · SEC filing

Reported sold
$102M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50.9M$102MOct 13, 2009: $26,800,000.00Oct 13, 2009Dec 8, 2009: $101,800,000.00Dec 8, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$26,800,000 → $101,800,000
  • Reported investors6 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 8, 2009Amendment$101,800,000$75,000,000vs Oct 13, 20097SEC filing
Oct 13, 2009Initial$26,800,000No comparison6SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-135165
Total Remaining to be Sold at the Master Fund level is $306,087,776. The Total Remaining to be Sold by this issuer cannot be determined at this time.

Source: Form D, filed Dec 8, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
0 Advent Capital Management, Llc Promoter
Rodd Baxter Director, Executive
Edward, Jr. E Johnson Director
Robert J White Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ogier Fiduciary Services Cayman Ltd 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007