Form D · Hedge Fund

Advent Convertible Arbitrage (Cayman) Fund II

New York, NY · CIK 0001486278

Offering snapshot reported Mar 5, 2010 · SEC filing

Reported sold: $50M
Investors reported: 1
Minimum accepted: $100K
First sale: Mar 1, 2010

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 5, 2010	Initial	$50,000,000	No comparison	1	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-139309

Source: Form D, filed Mar 5, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ADVENT CONVERTIBLE ARBITRAGE (CAYMAN) FUND II

Investment adviser: ADVENT CAPITAL MANAGEMENT, LLC

Gross asset value: $50M
Beneficial owners: 1
ADV minimum commitment: $3M

Reported in Form ADV on Apr 18, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GEORGETOWN, Cayman Islands

Custodian J.P. MORGAN CLEARING CORP. NY, New York, United States Related to adviser: No

Marketer HEPTAGON CAPITAL LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer PAS ADVISORY SERVICES PTY LTD ABN SYDNEY, Australia Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NY, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 731439 · Apr 18, 2013 · Schedule D 7.B.(1), fund 805-2459808090

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Advent Advent Capital Management Llc	Promoter
Odell Lambroza	Director
Tracy Maitland	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1065 Avenue Of The Americas
New York, NY, 10018