Form D · Private Equity Fund
Advent 6 A Trust
Southbank, Victoria, C3 · CIK 0001579345
Offering snapshot reported Jun 18, 2013 · SEC filing
- Reported sold
- $182M Offering amount: $344M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $2.34M Reported outside-investor minimum
- First sale
- Apr 22, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 18, 2013 | Initial | $182,181,454 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $417K (estimated)
- Form D file number
- 021-198166
Amounts in Items 11 & 13 are determined by the conversion rate of 1 AUD = 1.0417 USD. The Manager may accept more or less than these amounts. The amount in Item 13(a) is being raised in conjunction with other funds.
A placement agent has been engaged. The fees are borne by the Manager. Amount in item 15 is determined by the conversion rate of 1 AUD = 1.0417 USD.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fimeris Limited | None | |
| Fimeris Inc. | 150695 |
Source: Form D, filed Jun 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ADVENT 6 A TRUST
Investment adviser: ADVENT PARTNERS PTY LTD
- Gross asset value
- $55.7M
- Beneficial owners
- 7
- ADV minimum commitment
- $7.01M
Reported in Form ADV on Dec 17, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON AUDIT PTY LTD
PCAOB 2233
Filing source
Form ADV 1915215 · Dec 17, 2024 · Schedule D 7.B.(1), fund 805-1344199112
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Rupert Anthony Harrington | Director |
| Robert Radcliffe Smith | Director |
| Roland Jacob Detlev Stadly | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Southbank, Victoria, C3, 3006