Form D · Insurance

Advanced Life Settlement Portfolio 2014-4, LLC

Southlake, TX · CIK 0001622571

Offering snapshot reported Oct 23, 2014 · SEC filing

Reported sold
$50K
Offering amount: $50M
Investors reported
1
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Oct 10, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MOct 16, 2014: $50,000,000.00Oct 16, 2014Oct 23, 2014: $50,000.00Oct 23, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,000,000 → $50,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 23, 2014Amendment$50,000-$49,950,000vs Oct 16, 20141SEC filing
Oct 16, 2014Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-226633
No sales commission or finder' fees are paid. Only fees for services to the fund or override fee's to purchasing agents

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Matt ReddingNone

Source: Form D, filed Oct 23, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matt Redding Executive

Issuer details

Industry: Insurance (See others in industry)

Address:
251 E. Southlake Blvd. Ste 100
Southlake, TX, 76092