Form D · Venture Capital Fund
ADVANCED EQUITIES XSIGO INVESTMENTS I LLC
Chicago, IL · CIK 0001434908
Offering snapshot reported Jun 12, 2009 · SEC filing
- Reported sold
- $730K Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $106K Reported outside-investor minimum
- First sale
- Mar 11, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 12, 2009 | Amendment | $729,679 | No comparison | 15 | SEC filing |
| May 6, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $38.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-118077
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| William Barkow | 2660220 | Advanced Equities Inc. · CRD 35545 |
| Akram Benmbarek | 3230531 | Advanced Equities Inc. · CRD 35545 |
| Jared Carmel | 4796201 | Advanced Equities Inc. · CRD 35545 |
| Joseph Cordi | 1397664 | Advanced Equities Inc. · CRD 35545 |
| Wesley Gordon | 5000607 | Advanced Equities Inc. · CRD 35545 |
| Timothy Herrmann | 2446600 | Advanced Equities Inc. · CRD 35545 |
| Barry Mohr | 337634 | Advanced Equities Inc. · CRD 35545 |
| Aaron Segal | 4041489 | Advanced Equities Inc. · CRD 35545 |
| Richard Johnson | 702768 | First Allied Securities Inc. · CRD 32444 |
Source: Form D, filed Jun 12, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ADVANCED EQUITIES XSIGO INVESTMENTS I, LLC
Investment adviser: SPRUCE INVESTMENT ADVISORS LLC
- Gross asset value
- $53.1K
- Beneficial owners
- 17
- ADV minimum commitment
- $100K
Reported in Form ADV on Oct 7, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 950579 · Oct 7, 2015 · Schedule D 7.B.(1), fund 805-6990769218
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Advanced Equities Xsigo Management Corp. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606