Form D · Venture Capital Fund

Advanced Equities Force 10 Investments LLC

Chicago, IL · CIK 0001376523

Offering snapshot reported Sep 2, 2009 · SEC filing

Reported sold
$7.74M
Offering amount: $7.74M
Investors reported
103
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Jun 21, 2006
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 2, 2009Amendment$7,739,019No comparison103SEC filing
Sep 18, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$359K (estimated)
Finders' fees
$0
Form D file number
021-95075

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
William Barkow2660220Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Dan Camphausen39460Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Ken Cecil838002Advanced Equities Inc. · CRD 35545
Byron Crowe1586181Advanced Equities Inc. · CRD 35545
John Eugster2776666Advanced Equities Inc. · CRD 35545
Phillip Falk2372997Advanced Equities Inc. · CRD 35545
Robert Grimes5213268Advanced Equities Inc. · CRD 35545
Todd Harrigan2516869Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Jeff Heely1188842Advanced Equities Inc. · CRD 35545
Timothy Herrmann2446600Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
Robert Marassa2649843Advanced Equities Inc. · CRD 35545
Frank Mazzola2371623Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Jermond Remmer3127255Advanced Equities Inc. · CRD 35545
James Piff1991874Advanced Equities Inc. · CRD 35545
Stephen Tracy1648245Advanced Equities Inc. · CRD 35545
Peter Crane2250877First Allied Securities Inc. · CRD 32444
Anthony Diaz4131948First Allied Securities Inc. · CRD 32444
Michael Junck2689262First Allied Securities Inc. · CRD 32444
Hank Korngut1916347First Allied Securities Inc. · CRD 32444
Robert Scott Wright2174368First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Michael Jakoby4852670Advanced Equities Inc. · CRD 35545
Gaston Escudero2077442First Allied Securities Inc. · CRD 32444

Source: Form D, filed Sep 2, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVANCED EQUITIES FORCE10 INVESTMENTS I, LLC

Investment adviser: SPRUCE INVESTMENT ADVISORS LLC

Gross asset value
$16.3K
Beneficial owners
111
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BBD, LLP PHILADELPHIA, Pennsylvania, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 991435 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-3431126682

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Dwight Badger Director
Keith Daubenspeck Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 South Wacker Dr Suite 1650
Chicago, IL, 60606