Form D · Other Banking and Financial Services
Advanced Equities Financial Corp
Chicago, IL · CIK 0001347807
Offering snapshot reported Feb 2, 2010 · SEC filing
- Reported sold
- $7.5M Offering amount: $20M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 20, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 2, 2010 | Initial | $7,500,000 | No comparison | 2 | SEC filing |
| Aug 27, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 21, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-84359
Series E Preferred Stock Offering
Source: Form D, filed Feb 2, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Antoniades | Executive |
| Dwight O. Badger | Director, Executive, Promoter |
| Lon Chow | Director |
| Keith Daubenspeck | Director, Executive, Promoter |
| Robert Dods | Director |
| Gregg Glaser | Executive |
| Robert Haveman | Director |
| George Middlemas | Director |
| Don Phillips | Director |
| Ron Piasecki | Director |
| John Vosicky | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
311 South Wacker Dr Ste 1650
Chicago, IL, 60606
Chicago, IL, 60606