Form D · Pooled Investment Fund
Advanced Equities Altra Investments IV, LLC
Chicago, IL · CIK 0001404586
Offering snapshot reported May 14, 2009 · SEC filing
- Reported sold
- $4.94M Indefinite offering
- Investors reported
- Not reported Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Not reported As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 14, 2009 | Amendment | $4,944,622 | No comparison | Not reported | SEC filing |
| Jun 20, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- Not reported
- Finders' fees
- Not reported
- Form D file number
- 021-105051
Source: Form D, filed May 14, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ADVANCED EQUITIES ALTRA INVESTMENTS IV, LLC
Investment adviser: SPRUCE INVESTMENT ADVISORS LLC
- Gross asset value
- $10K
- Beneficial owners
- 53
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 28, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1088126 · Mar 28, 2017 · Schedule D 7.B.(1), fund 805-2590503797
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Advanced Equities Altra Management Corp. | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606