Form D · Manufacturing

Advanced EarthEnergy Technologies, LLC

Amherst, NY · CIK 0001482023

Offering snapshot reported Dec 21, 2010 · SEC filing

Reported sold
$1.82M
Offering amount: $3.1M
Investors reported
27
Form D · investor count
Minimum accepted
$15K
Reported outside-investor minimum
First sale
Jan 12, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$908K$1.82MJan 26, 2010: $100,000.00Jan 26, 2010Dec 21, 2010: $1,815,000.00Dec 21, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$100,000 → $1,815,000
  • Reported investors2 → 27
  • Minimum accepted$50,000 → $15,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2010Amendment$1,815,000$1,715,000vs Jan 26, 201027SEC filing
Jan 26, 2010Initial$100,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$40.5K
Form D file number
021-138172
Sales commissions/finders' fees expenses paid, if any, based on the following schedule: $250,000 or less, 6%; $250,001 to $1,000,000, 5%; over 1,000,000, 3.5%

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Steve StarkNone
Raymond M. Goodrich, Inc.None

Source: Form D, filed Dec 21, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ted Cadwallader Director
William Hill Director, Executive
Joseph Probst Director, Executive
Glenn Thomas Director, Executive

Issuer details

Industry: Manufacturing (See others in industry)

Address:
1404 Sweet Home Road Suite 1
Amherst, NY, 14228