Form D · Hedge Fund

Advanced Alpha Architect, LP

Broomall, PA · CIK 0001649233

Offering snapshot reported Feb 14, 2020 · SEC filing

Reported sold
$5.5M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jul 11, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.75M$5.5MJan 2, 2019: $5,500,000.00Jan 2, 2019Feb 14, 2020: $5,500,000.00Feb 14, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $500,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2020Amendment$5,500,000$0vs Jan 2, 201912SEC filing
Jan 2, 2019Initial$5,500,000No comparison12SEC filing
Jul 5, 2016Amendment$13,062,002$6,627,586vs Jul 27, 201514SEC filing
Jul 27, 2015Initial$6,434,416No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-329364
Transitioned several LP interests into SMA accounts, hence the delta in Total Amount Sold from original filing.

Source: Form D, filed Feb 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVANCED ALPHA ARCHITECT, LP

Investment adviser: ALPHA ARCHITECT, LLC

Gross asset value
$4.42M
Beneficial owners
9
ADV minimum commitment
$500K

Reported in Form ADV on Oct 20, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DEMETRIUS BERKOWER LLC ISELIN, New Jersey, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEMETRIUS BERKOWER LLC
PCAOB 217

INTERACTIVE BROKERS LLC
SEC 8-47257

Filing source

Form ADV 1462841 · Oct 20, 2020 · Schedule D 7.B.(1), fund 805-8813427704

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Patrick Russell Cleary Executive
David Pardee Foulke Executive
Wesley Robert Gray Executive
Carlton Harrington Kanner Executive
Xin Song Executive
John (Jack) Vogel Executive
Tao Wang Executive
Yang Xu Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
213 Foxcroft Road
Broomall, PA, 19008