Form D · Other
Advance Entertainment II, LLC
New Canaan, CT · CIK 0001667070
Offering snapshot reported Aug 12, 2016 · SEC filing
- Reported sold
- $4.76M Offering amount: $13M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jul 28, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2016 | Initial | $4,760,000 | No comparison | 6 | SEC filing |
| Mar 9, 2016 | Initial | $10,220,000 | No comparison | 27 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-268858
Participation interests in the net cash flow from the sale of tickets for a specified entertainment event.
The broker as identified under Item 12 will be receiving cash fees based upon the amount of gross proceeds received by the Issuer in connection with transactions introduced by such broker.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TriPoint Global Equities, LLC | 143174 |
Source: Form D, filed Aug 12, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew Harriton | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
36 Dan's Highway
New Canaan, CT, 06840
New Canaan, CT, 06840