Form D · Hedge Fund

ADI SPV FUND, LLC

New York, NY · CIK 0001620127

Offering snapshot reported Sep 23, 2016 · SEC filing

Reported sold
$3.95M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 22, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.98M$3.95MSep 25, 2014: $2,370,000.00Sep 25, 2014Sep 24, 2015: $3,950,000.00Sep 24, 2015Sep 23, 2016: $3,950,000.00Sep 23, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$250,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 23, 2016Amendment$3,950,000$0vs Sep 24, 20157SEC filing
Sep 24, 2015Amendment$3,950,000$1,580,000vs Sep 25, 20147SEC filing
Sep 25, 2014Initial$2,370,000No comparison7SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-225299

Source: Form D, filed Sep 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADI SPV FUND LLC

Investment adviser: ADI CAPITAL MANAGEMENT LLC

Gross asset value
$782K
Beneficial owners
11
ADV minimum commitment
$250K

Reported in Form ADV on Dec 15, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SHORT HILLS, New Jersey, United States
Custodian DEUTSCHE BANK AG NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Filing source

Form ADV 1156131 · Dec 15, 2017 · Schedule D 7.B.(1), fund 805-6559755600

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Adi Capital Advisors Llc Executive, Promoter
Adi Capital Management Llc Executive, Promoter
Paritosh Gupta Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
295 Madison Avenue 36 Th Floor
New York, NY, 10017