Form D · Other Health Care
ADCARE HEALTH SYSTEMS, INC
Roswell, GA · CIK 0001004724
Offering snapshot reported Apr 13, 2015 · SEC filing
- Reported sold
- $1.69M Offering amount: $8.5M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 31, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 13, 2015 | Initial | $1,685,000 | No comparison | 11 | SEC filing |
| Apr 4, 2014 | Initial | $6,500,000 | No comparison | 32 | SEC filing |
| Jul 11, 2012 | Initial | $7,500,000 | No comparison | 29 | SEC filing |
| Apr 12, 2012 | Initial | $1,250,000 | No comparison | 1 | SEC filing |
| Apr 12, 2012 | Initial | $1,200,000 | No comparison | 1 | SEC filing |
| May 11, 2011 | Initial | $4,508,700 | No comparison | 57 | SEC filing |
| Nov 2, 2010 | Initial | $11,800,000 | No comparison | 18 | SEC filing |
| Dec 14, 2009 | Amendment | $2,800,000 | $300,000vs Dec 11, 2009 | 50 | SEC filing |
| Dec 11, 2009 | Initial | $2,500,000 | No comparison | 50 | SEC filing |
| Jul 18, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $150K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-237845
Represents sale of convertible subordinated notes, convertible into shares of common stock at a conversion price per share of $4.25.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Institutional Securities Corporation | 20291 | GVC Capital LLC · CRD 38923 |
Source: Form D, filed Apr 13, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Martin D. Brew | Executive |
| Christopher F. Brogdon | Director |
| Scott Cunningham | Executive |
| Ronald W. Fleming | Executive |
| Michael J. Fox | Director |
| Boyd P. Gentry | Director, Executive |
| Peter J. Hackett | Director |
| Jeffrey Levine | Director |
| William Mc Bride, Iii | Director, Executive |
| Joshua J. Mc Clellan | Director |
| Brent Morrison | Director |
| Philip S. Radcliffe | Director |
| Sharon L. Reynolds | Executive |
| Allan J. Rimland | Executive |
| David Rubenstein | Executive |
| Laurence E. Sturtz | Director |
| David A. Tenwick | Director |
| Gary L. Wade | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1145 Hembree Road
Roswell, GA, 30076
Roswell, GA, 30076