Form D · Other Real Estate

Adam Smith Ventures, LLC

Rome, GA · CIK 0001563621

Offering snapshot reported Jan 8, 2014 · SEC filing

Reported sold
$2.35M
Offering amount: $2.57M
Investors reported
57
Form D · investor count
Minimum accepted
$13.7K
Reported outside-investor minimum
First sale
Dec 30, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.17M$2.35MJan 8, 2014: $2,347,640.00Jan 8, 2014Jan 8, 2014: $2,347,640.00Jan 8, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2014Initial$2,347,640No comparison57SEC filing
Jan 8, 2014Amendment$2,347,640$0vs Jan 8, 201457SEC filing
Dec 10, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$231K (estimated)
Finders' fees
$0
Form D file number
021-209493

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ERNEST L. SMITH2205253DEMPSEY LORD SMITH, LLC · CRD 141238
DUVAN L. BROCK1632101DEMPSEY LORD SMITH, LLC · CRD 141238
JERRY E. DEMPSEY JR1869325DEMPSEY LORD SMITH, LLC · CRD 141238
JERRY L. PARRISH4951494DEMPSEY LORD SMITH, LLC · CRD 141238
JOHN H. LORD1352023DEMPSEY LORD SMITH, LLC · CRD 141238
MARK M. HEADRICK1045376DEMPSEY LORD SMITH, LLC · CRD 141238
MARK C. PEDERSEN1283866SANDLAPPER SECURITIES, LLC · CRD 137906

Source: Form D, filed Jan 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bryan Kelley Executive
X X Webb Creek Management Group, Llc Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
3 Central Plaza Suite 223
Rome, GA, 30161