Form D · Venture Capital Fund

Adalta Ascent I LLC

New York, NY · CIK 0001727084

Offering snapshot reported Jan 5, 2018 · SEC filing

Reported sold: $1.93M
Investors reported: 9
Minimum accepted: $100K
First sale: Dec 22, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 5, 2018	Initial	$1,925,000	No comparison	9	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-302524

Source: Form D, filed Jan 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FUND 1

Investment adviser: ADALTA CAPITAL MANAGEMENT LLC

Gross asset value: $2.43M
Beneficial owners: 14
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian PERKINS COIE LLP SEATTLE, Washington, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1842682 · Mar 30, 2024 · Schedule D 7.B.(1), fund 805-9814281772

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Adalta Ascent I LLC (this fund)	Jan 5, 2018	$1,925,000	9
Adalta Ascent II LLC	Apr 26, 2022	$404,000	14
Adalta Ascent III LLC	Aug 2, 2021	$950,000	10
ADALTA ASCENT IV LLC	Oct 15, 2021	$500,000	12
Adalta Ascent V LLC	Apr 26, 2022	Yet to sell	0
ADALTA ASCENT VI, LLC	Jan 28, 2022	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Navin Thukkaram	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

452 Fifth Avenue, 14 Th Floor
New York, NY, 10018