Form D · Other Investment Fund

ACTIVE QUANTITATIVE EQUITY LARGE CAP VALUE QP TRUST

Salem, NH · CIK 0001395754

Offering snapshot reported Mar 9, 2011 · SEC filing

Reported sold
$114M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 14, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57M$114MMar 18, 2009: $107,332,856.00Mar 18, 2009Mar 9, 2011: $114,092,856.00Mar 9, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$107,332,856 → $114,092,856

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2011Amendment$114,092,856$6,760,000vs Mar 18, 20096SEC filing
Mar 18, 2010Initial$113,832,856No comparison8SEC filing
Mar 18, 2009Amendment$107,332,856No comparisonNot reportedSEC filing
Apr 3, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$95.6K
Finders' fees
$0
Form D file number
021-101939
Total Amount Sold reported as of 7/30/2010.
Sales Commissions reported as of March 3, 2011.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
DeAM Investor Services754DeAM Investor Services · CRD 754

Source: Form D, filed Mar 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Birmingham Executive
Sheila Cadogan Executive
Ronald A. Cohen Director, Executive
Patricia Defilippis Executive
Roger Gray Director, Executive
Susan Hartnett Executive
Sandra Jahnke Executive
Anjie La Rocca Executive
Francis G. Murphy, Jr. Director
Daniel Pierce Director
Christine Rosner Executive
Paul Schubert Director, Executive
Nancy Tanzil Executive
Jason Vasquez Executive
Sheldon Winicour Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Dws Trust Company 11 Northeastern Blvd
Salem, NH, 03079