Form D · Other Technology
ACTIV Financial Systems, Inc.
Wheaton, IL · CIK 0001481173
Offering snapshot reported Jan 15, 2010 · SEC filing
- Reported sold
- $25.3M Offering amount: $25.3M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 31, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2010 | Initial | $25,324,930 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $1.27M (estimated)
- Form D file number
- 021-137922
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies & Company | 2347 | Jeffrey Snyder · CRD 3068862 |
Source: Form D, filed Jan 15, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth Lea | Director |
| Stephen J Mc Neany | Director, Executive |
| Sujata Parekh | Executive |
| Frank Piasecki | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
120 E. Liberty Dr. Suite 200
Wheaton, IL, 60187
Wheaton, IL, 60187