Form D · REITS and Finance

ACM FINANCIAL TRUST INC

Winston Salem, NC · CIK 0001077157

Offering snapshot reported Jan 17, 2023 · SEC filing

Reported sold
$23.9M
Offering amount: $23.9M
Investors reported
110
Form D · investor count
Minimum accepted
$2.5K
Reported outside-investor minimum
First sale
Aug 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44M$88MJan 11, 2019: $67,520,166.00Jan 11, 2019Jan 16, 2020: $70,361,407.00Jan 16, 2020Jan 14, 2021: $88,046,824.00Jan 14, 2021Jan 18, 2022: $66,073,340.00Jan 18, 2022Jan 17, 2023: $23,923,772.00Jan 17, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$66,073,340 → $23,923,772
  • Reported investors151 → 110

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2023Amendment$23,923,772-$42,149,568vs Jan 18, 2022110SEC filing
Jan 18, 2022Amendment$66,073,340-$4,288,067vs Jan 16, 2020151SEC filing
Jan 14, 2021Amendment$88,046,824$17,685,417vs Jan 16, 2020156SEC filing
Jan 16, 2020Amendment$70,361,407$2,841,241vs Jan 11, 2019154SEC filing
Jan 11, 2019Initial$67,520,166No comparison145SEC filing
Oct 12, 2018Initial$67,548,183No comparison151SEC filing
Jul 11, 2018Initial$68,701,945No comparison157SEC filing
Apr 12, 2018Initial$75,072,536No comparison167SEC filing
Jan 12, 2018Initial$92,490,193No comparison183SEC filing
Oct 12, 2017Initial$100,647,165No comparison188SEC filing
Jul 13, 2017Initial$104,651,605No comparison198SEC filing
Apr 13, 2017Initial$116,449,117No comparison211SEC filing
Jan 11, 2017Initial$114,597,389No comparison218SEC filing
Oct 13, 2016Initial$115,607,026No comparison218SEC filing
Jul 15, 2016Initial$115,592,958No comparison224SEC filing
Apr 14, 2016Initial$115,600,663No comparison229SEC filing
Jan 15, 2016Initial$124,569,197No comparison237SEC filing
Oct 13, 2015Initial$130,110,315No comparison239SEC filing
Jul 15, 2015Initial$135,773,824No comparison242SEC filing
Apr 14, 2015Initial$139,639,699No comparison244SEC filing
Jan 15, 2015Initial$141,417,956No comparison248SEC filing
Oct 14, 2014Initial$147,674,997No comparison249SEC filing
Jul 15, 2014Initial$153,050,390No comparison252SEC filing
Apr 14, 2014Initial$149,541,207No comparison253SEC filing
Jan 10, 2014Initial$148,261,045No comparison252SEC filing
Oct 9, 2013Initial$165,344,752No comparison275SEC filing
Jul 15, 2013Initial$163,425,126No comparison275SEC filing
Apr 11, 2013Initial$191,292,041No comparison275SEC filing
Jan 11, 2013Initial$186,380,765No comparison272SEC filing
Oct 9, 2012Initial$207,717,489No comparison272SEC filing
Jul 12, 2012Initial$189,969,804No comparison268SEC filing
Apr 16, 2012Initial$182,816,120No comparison261SEC filing
Jan 12, 2012Initial$173,353,436No comparison253SEC filing
Oct 12, 2011Initial$153,973,106No comparison243SEC filing
Jul 8, 2011Initial$150,947,481No comparison228SEC filing
Apr 12, 2011Initial$135,636,009No comparison208SEC filing
Jan 11, 2011Initial$111,573,986No comparison199SEC filing
Oct 12, 2010Initial$111,907,747No comparison199SEC filing
Jul 13, 2010Initial$106,969,306No comparison191SEC filing
Apr 14, 2010Initial$107,441,739No comparison193SEC filing
Jan 15, 2010Initial$101,424,967No comparison178SEC filing
Oct 13, 2009Initial$102,431,591No comparison178SEC filing
Jul 10, 2009Initial$91,107,962No comparison176SEC filing
Apr 28, 2009Initial$78,089,672No comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-330303

Source: Form D, filed Jan 17, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ACM FINANCIAL TRUST, INC.

Investment adviser: SOUTH STREET CAPITAL MANAGEMENT LLC

Gross asset value
$92M
Beneficial owners
106
ADV minimum commitment
$2.5K

Reported in Form ADV on Feb 24, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP CHARLOTTE, North Carolina, United States
Custodian PRINCIPAL FINANCIAL SALT LAKE CITY, Utah, United States Related to adviser: No
Marketer AMERIVET SECURITIES, INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer BTIG, LLC NEW YORK, New York, United States Related to adviser: No
Marketer INNOVATION PARTNERS LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

PRINCIPAL FINANCIAL
LEI 085-10988

AMERIVET SECURITIES, INC.
CRD 34786

BTIG, LLC
CRD 122225 · SEC 8-65473

INNOVATION PARTNERS LLC
CRD 146344 · SEC 801-78702

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

Filing source

Form ADV 1714754 · Feb 24, 2023 · Schedule D 7.B.(1), fund 805-9091540295

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frederick J Boos Executive
William H Gibbs Director
Benjamin M Hough Director, Executive
Michael R Hough Director
Wayne F Morgan Director
Richard B Roberts Director
Brian D Snyder Executive
James M Tabacchi Director
Thomas D Wren Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
751 West Fourth Street Suite 400
Winston Salem, NC, 27101