Form D · Hedge Fund

Acadian Diversified Alpha Unconstrained Equity Fund, LLC

Boston, MA · CIK 0001679237

Offering snapshot reported Oct 14, 2020 · SEC filing

Reported sold
$5.05M
Offering amount: $5.05M
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.53M$5.05MAug 12, 2016: $4,200,000.00Aug 12, 2016Sep 6, 2016: $4,950,000.00Oct 27, 2016: $4,950,000.00Oct 27, 2017: $5,050,000.00Oct 22, 2018: $5,050,000.00Oct 17, 2019: $5,050,000.00Oct 14, 2020: $5,050,000.00Oct 14, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2020Amendment$5,050,000$0vs Oct 17, 20195SEC filing
Oct 17, 2019Amendment$5,050,000$0vs Oct 22, 20185SEC filing
Oct 22, 2018Amendment$5,050,000$0vs Oct 27, 20175SEC filing
Oct 27, 2017Amendment$5,050,000$100,000vs Oct 27, 20165SEC filing
Oct 27, 2016Amendment$4,950,000$0vs Sep 6, 20164SEC filing
Sep 6, 2016Amendment$4,950,000$750,000vs Aug 12, 20164SEC filing
Aug 12, 2016Initial$4,200,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-268832

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Funds Distributor, LLC7174

Source: Form D, filed Oct 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ACADIAN BWGI MULTI STRATEGY FUND

Investment adviser: ACADIAN ASSET MANAGEMENT LLC

Gross asset value
$155M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on May 11, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS BOSTON, Massachusetts, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian NORTHERN TRUST SECURITIES, INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN CLEARING CORP.
SEC 8-43724

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1761821 · May 11, 2023 · Schedule D 7.B.(1), fund 805-3412313061

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Acadian Asset Management Llc Executive
Brendan Bradley Executive
John R. Chisholm Executive
Laurent De Greef Executive
Ross Dowd Executive
Churchill Franklin Executive
Mark J. Minichiello Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Acadian Asset Management Llc 260 Franklin Street
Boston, MA, 02110