Form D · Investment Banking
Academy Securities, Inc.
White Plains, NY · CIK 0001494890
Offering snapshot reported Feb 3, 2012 · SEC filing
- Reported sold
- $28.9K Offering amount: $364K
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Jan 10, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 2
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2012 | Amendment | $28,892 | No comparison | 2 | SEC filing |
| Dec 12, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 4, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jun 23, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $18.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-169897
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pickwick Capital Partners LLC | 130672 |
Source: Form D, filed Feb 3, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas Greenwood | Executive |
| Ronald Mims | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
445 Hamilton Avenue Suite 1102
White Plains, NY, 10601
White Plains, NY, 10601