Form D · Other
Abzu Gold Ltd.
Vancouver, A1 · CIK 0001528791
Offering snapshot reported Aug 29, 2011 · SEC filing
- Reported sold
- $762K Offering amount: $1.29M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 15, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 29, 2011 | Initial | $762,375 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $38.1K (estimated)
- Form D file number
- 021-165071
Item 13(c) represents the value of the warrants if exercised in US dollars.
Units consist of 1 common share of the issuer and ? of a warrant; each whole warrant is exercisable into a common share until 8/15/2012 at an exercise price of Cdn$0.90.
Additional compensation of 57,692 warrants to purchase common shares of the issuer at a price of Cdn$0.90 through 8/15/2012 were paid to the 2 recipients.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Axemen Resource Capital Ltd. | None | PI Financial (US) Corp. · CRD 127404 |
| PI Financial Corp. | None | PI Financial (US) Corp. · CRD 127404 |
Source: Form D, filed Aug 29, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sue Chipperfield | Executive |
| Dr. Mark Cruise | Director |
| Dr. Paul D. Klipfel | Executive |
| Ross Mc Donald | Executive |
| Gordon Neal | Director |
| Jeff Pontius | Director |
| Allan Serwa | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1177 West Hastings Street, Suite 2300
Vancouver, A1, V6E 2K3
Vancouver, A1, V6E 2K3