Form D · Environmental Services
Abtech Holdings, Inc.
Scottsdale, AZ · CIK 0001405858
Offering snapshot reported Oct 30, 2012 · SEC filing
- Reported sold
- $3.73M Offering amount: $3.73M
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 12, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 30, 2012 | Initial | $3,727,440 | No comparison | 25 | SEC filing |
| Feb 24, 2012 | Amendment | $6,600,000 | $5,275,000vs Dec 7, 2011 | 60 | SEC filing |
| Dec 7, 2011 | Amendment | $1,325,000 | $0vs Sep 23, 2011 | 11 | SEC filing |
| Sep 23, 2011 | Initial | $1,325,000 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $269K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-186277
Axiom Capital Management, Inc. is entitled to warrants in addition to sales commission. Commissions are subject to future contingencies.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Axiom Capital Management, Inc. | 26580 |
Source: Form D, filed Oct 30, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lane J. Castleton | Executive |
| Olivia H. Farr | Director |
| F. Daniel Gabel | Director |
| David Greenwald | Director, Executive |
| A. Judson Hill | Director, Executive |
| Steven W. Kohlhagen | Director |
| Glenn R. Rink | Director, Executive |
| Karl Seitz | Director |
| Jonathan Thatcher | Director, Executive |
| Bjornulf White | Executive |
Issuer details
Industry: Environmental Services (See others in industry)
Address:
4110 N. Scottsdale Road Suite 235
Scottsdale, AZ, 85251
Scottsdale, AZ, 85251