Form D · Hedge Fund

ABS ALPHA LTD

Grand Cayman, E9 · CIK 0001359353

Offering snapshot reported Oct 23, 2026 · SEC filing

Reported sold
$1.58B
Indefinite offering
Investors reported
121
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$788M$1.58BMar 16, 2010: $395,892,018.00Mar 16, 2010Mar 15, 2011: $640,967,386.00Oct 18, 2011: $628,664,530.00Oct 18, 2012: $919,502,780.00Oct 18, 2013: $954,592,779.00Oct 17, 2014: $1,136,672,853.00Oct 19, 2015: $1,256,525,592.00Oct 19, 2016: $1,330,100,698.00Oct 19, 2017: $1,380,095,479.00Oct 19, 2018: $1,428,029,939.00Oct 21, 2019: $1,464,949,606.00Oct 21, 2020: $1,479,820,356.00Oct 21, 2021: $1,491,165,196.00Oct 21, 2022: $1,495,297,022.00Oct 23, 2023: $1,508,627,867.00Oct 23, 2024: $1,528,350,487.00Oct 23, 2025: $1,554,621,544.00Oct 23, 2026: $1,576,714,475.00Oct 23, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,554,621,544 → $1,576,714,475
  • Reported investors118 → 121

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 23, 2026Amendment$1,576,714,475$22,092,931vs Oct 23, 2025121SEC filing
Oct 23, 2025Amendment$1,554,621,544$26,271,057vs Oct 23, 2024118SEC filing
Oct 23, 2024Amendment$1,528,350,487$19,722,620vs Oct 23, 2023117SEC filing
Oct 23, 2023Amendment$1,508,627,867$13,330,845vs Oct 21, 2022115SEC filing
Oct 21, 2022Amendment$1,495,297,022$4,131,826vs Oct 21, 2021114SEC filing
Oct 21, 2021Amendment$1,491,165,196$11,344,840vs Oct 21, 2020113SEC filing
Oct 21, 2020Amendment$1,479,820,356$14,870,750vs Oct 21, 2019111SEC filing
Oct 21, 2019Amendment$1,464,949,606$36,919,667vs Oct 19, 2018110SEC filing
Oct 19, 2018Amendment$1,428,029,939$47,934,460vs Oct 19, 2017107SEC filing
Oct 19, 2017Amendment$1,380,095,479$49,994,781vs Oct 19, 2016105SEC filing
Oct 19, 2016Amendment$1,330,100,698$73,575,106vs Oct 19, 2015103SEC filing
Oct 19, 2015Amendment$1,256,525,592$119,852,739vs Oct 17, 201496SEC filing
Oct 17, 2014Amendment$1,136,672,853$182,080,074vs Oct 18, 201391SEC filing
Oct 18, 2013Amendment$954,592,779$35,089,999vs Oct 18, 201279SEC filing
Oct 18, 2012Amendment$919,502,780$290,838,250vs Oct 18, 201176SEC filing
Oct 18, 2011Amendment$628,664,530-$12,302,856vs Mar 15, 201159SEC filing
Mar 15, 2011Amendment$640,967,386$245,075,368vs Mar 16, 201054SEC filing
Mar 16, 2010Amendment$395,892,018No comparison32SEC filing
Mar 29, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$605K (estimated)
Form D file number
021-88318
Estimate represents fees paid to date. Finders receive a share of Investment Manager's management fees and/or performance fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Potomac Capital Markets39800
Douglas Steger1179787
Dearborn Partners108147
Kelson Capital LLC149477

Source: Form D, filed Oct 23, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABS ALPHA LTD.

Investment adviser: ABS INVESTMENT MANAGEMENT LLC

Gross asset value
$486M
Beneficial owners
20
ADV minimum commitment
$250K

Reported in Form ADV on Jun 25, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian CITCO BANK AND TRUST COMPANY LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian CITCO GLOBAL CUSTODY (NA) N.V. WILLEMSTAD, CURACAO, Netherlands Antilles Related to adviser: No
Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Marketer THE KELSON GROUP NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG
PCAOB 1323

Filing source

Form ADV 2115341 · Jun 25, 2026 · Schedule D 7.B.(1), fund 805-7373223542

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bruce K. Beaty Director
Alain De Coster Executive
Georg Ehrensperger Director
Jon Feinberg Director
David Finn Director
Richard L. Latto Director
Laurence K. Russian Director
Guilherme Valle Executive
John Verhooren Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Box 309, Ugland House
Grand Cayman, E9, KY1-1104