Form D · Hedge Fund

ABS 3(c)(1) LP

Greenwich, CT · CIK 0001513950

Offering snapshot reported Oct 19, 2015 · SEC filing

Reported sold
$48.4M
Indefinite offering
Investors reported
121
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.2M$48.4MFeb 25, 2011Oct 18, 2011: $30,327,523.00Oct 18, 2012: $32,462,523.00Oct 18, 2012Oct 18, 2013: $37,012,881.00Oct 18, 2013Oct 17, 2014: $44,143,431.00Oct 17, 2014Oct 19, 2015: $48,377,353.00Oct 19, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,143,431 → $48,377,353
  • Reported investors114 → 121

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 19, 2015Amendment$48,377,353$4,233,922vs Oct 17, 2014121SEC filing
Oct 17, 2014Amendment$44,143,431$7,130,550vs Oct 18, 2013114SEC filing
Oct 18, 2013Amendment$37,012,881$4,550,358vs Oct 18, 201299SEC filing
Oct 18, 2012Amendment$32,462,523$2,135,000vs Oct 18, 201189SEC filing
Oct 18, 2011Amendment$30,327,523No comparison82SEC filing
Feb 25, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-155893

Source: Form D, filed Oct 19, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABS 3(C)(1) LP

Investment adviser: ABS INVESTMENT MANAGEMENT LLC

Gross asset value
$46M
Beneficial owners
91
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, ONTARIO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITCO BANK AND TRUST COMPANY LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No
Custodian CITCO GLOBAL CUSTODY (NA) N.V. WILLEMSTAD, CURAÇAO, Netherlands Antilles Related to adviser: No
Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 988012 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-4578534890

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alain De Coster Executive
Laurence K. Russian Executive
Guilherme R. Valle Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
537 Steamboat Road
Greenwich, CT, 06830