Form D · Private Equity Fund

Abbott Secondary Opportunities, L.P.

New York, NY · CIK 0001663671

Offering snapshot reported Aug 14, 2017 · SEC filing

Reported sold
$121M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 14, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.5M$121MMar 11, 2016Jul 22, 2016: $102,500,000.00Jul 22, 2016Aug 14, 2017: $121,000,000.00Aug 14, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$102,500,000 → $121,000,000
  • Reported investors4 → 15
  • Minimum accepted$5,000,000 → $250,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 14, 2017Amendment$121,000,000$18,500,000vs Jul 22, 201615SEC filing
Jul 22, 2016Amendment$102,500,000No comparison4SEC filing
Mar 11, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-259088
Total Amount Sold reflects LP interests offered and sold by Issuer.
Amount to be paid determined on closing based on a percentage of capital raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Fortress Group, Inc.104408

Source: Form D, filed Aug 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABBOTT SECONDARY OPPORTUNITIES, L.P.

Investment adviser: ABBOTT CAPITAL MANAGEMENT LLC

Gross asset value
$63.2M
Beneficial owners
30
ADV minimum commitment
$5M

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. HUNT VALLEY, Maryland, United States Related to adviser: No
Custodian WELLS FARGO & COMPANY SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

WELLS FARGO & COMPANY
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 2117641 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-8595421424

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Abbott Secondary Investors Gp, L.P. Director
N/A Acm Secondary Gp, Llc Director
Thaddeus I. Gray Executive
Mary T. Hornby Executive
Young Lee Executive
Timothy W. Maloney Executive
Lauren M. Massey Executive
Leonard C. Pangburn Executive
Paolo Parziale Executive
Meredith L. Rerisi Executive
Jonathan D. Roth Executive
Matthew M. Smith Executive
Kathryn J. Stokel Executive
Stokel J. Stokel Executive
Charles H. Van Horne Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1290 Avenue Of The Americas 9 Th Floor
New York, NY, 10104