Form D · Pooled Investment Fund

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2009 LP

New York, NY · CIK 0001454692

Offering snapshot reported Apr 14, 2009 · SEC filing

Reported sold
$85M
Offering amount: $85M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 14, 2009Amendment$85,000,000No comparisonNot reportedSEC filing
Jan 16, 2009PaperNot reportedNo comparisonNot reported

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-126316

Source: Form D, filed Apr 14, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABBOTT CAPITAL PRIVATE EQUITY INVESTORS 2009, L.P.

Investment adviser: ABBOTT CAPITAL MANAGEMENT LLC

Gross asset value
$16.1M
Beneficial owners
4
ADV minimum commitment
$75M

Reported in Form ADV on Jul 16, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. HUNT VALLEY, Maryland, United States Related to adviser: No
Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG
PCAOB 42

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

WELLS FARGO BANK
LEI KB1H1DSPRFMYMCUFXT09

Filing source

Form ADV 2117641 · Jul 16, 2026 · Schedule D 7.B.(1), fund 805-8261350122

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thaddeus I. Gray Executive
Raymond M. Held Executive
Lauren M. Massey Executive
Meredith L. Rerisi Executive
Jonathan D. Roth Executive
Matthew M. Smith Executive
Kathryn J. Stokel Executive
Charles H. Van Horne Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Abbott Capital Management Llc 1211 Avenue Of The Americas Suite 4300
New York, NY, 10036