Form D · Hedge Fund
Abax Upland Fund LLC
Wilmington, DE · CIK 0001464111
Offering snapshot reported Jun 29, 2012 · SEC filing
- Reported sold
- $1M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 31, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2012 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Dec 23, 2009 | Initial | $122,669,690 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-180516
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley & Co. Inc. | 8209 |
Source: Form D, filed Jun 29, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ABAX UPLAND FUND, LLC
Investment adviser: ABAX GLOBAL CAPITAL (HONG KONG) LIMITED
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2077888 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-3245431333
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Abax Claremont Ltd | Executive |
| N/A Abax Global Capital | Executive |
| N/A Abax Global Capital (Hong Kong) Limited | Director |
| Christopher H. Chang | Director |
| Frank Feng Qian | Director |
| Ron David Silverton | Director |
| Donald Xiang Dong Yang | Director |
| Danny Ming Chong Yong | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Wilmington, DE, 19801