Form D · Private Equity Fund

Abax Asian Structured Private Credit Fund III, LP

Hong Kong, K3 · CIK 0001761389

Offering snapshot reported Jan 3, 2020 · SEC filing

Reported sold
$130M
Offering amount: $400M
Investors reported
6
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Nov 30, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$65.2M$130MDec 17, 2018: $60,000,000.00Dec 17, 2018Jan 2, 2020: $130,350,000.00Jan 3, 2020: $130,350,000.00Jan 3, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2020Amendment$130,350,000$0vs Jan 2, 20206SEC filing
Jan 2, 2020Amendment$130,350,000$70,350,000vs Dec 17, 20186SEC filing
Dec 17, 2018Initial$60,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.5M (estimated)
Finders' fees
$0
Form D file number
021-328087
The recipient listed in item 12 is compensated based upon a percentage of total commitments of the issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
James L. Tovey5160365JLT Capital Partners LLC · CRD 158345
Lazard Freres & Co. LLC2528

Source: Form D, filed Jan 3, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ABAX ASIAN STRUCTURED PRIVATE CREDIT FUND III, LP

Investment adviser: ABAX GLOBAL CAPITAL (HONG KONG) LIMITED

Gross asset value
$84.8M
Beneficial owners
9
ADV minimum commitment
$5M

Reported in Form ADV on Mar 20, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (HONG KONG) LIMITED CENTRAL, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG HONG KONG, Hong Kong
Marketer JLT CAPITAL PARTNERS LLC WINDHAM, New Hampshire, United States Related to adviser: No
Marketer LAZARD FRERES & CO. LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1655

JLT CAPITAL PARTNERS LLC
CRD 158345 · SEC 8-68892

LAZARD FRERES & CO. LLC
CRD 2528 · SEC 8-2595

Filing source

Form ADV 2077888 · Mar 20, 2026 · Schedule D 7.B.(1), fund 805-6729622684

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Chou Wang Director
Xiang Dong Yang Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
International Commerce Centre 17/F 1 Austin Road, West Kowloon
Hong Kong, K3, 00000