Form D · Commercial Banking
AB&T Financial CORP
Gastonia, NC · CIK 0001435161
Offering snapshot reported Apr 14, 2015 · SEC filing
- Reported sold
- $3.67M Offering amount: $9.14M
- Investors reported
- 75 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Mar 31, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 14, 2015 | Initial | $3,673,100 | No comparison | 75 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-237984
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Patrick Capital Markets, LLC | 16518 |
Source: Form D, filed Apr 14, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kenneth C. Appling | Director |
| Don J. Harrison | Executive |
| Rick L. Houser | Executive |
| Gerald F. Mc Swain | Director |
| Roger A. Mobley | Executive |
| David W. White | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
292 West Main Avenue
Gastonia, NC, 28052
Gastonia, NC, 28052