Form D · Other Technology

AB Group #3 LP

Bangor, ME · CIK 0001504285

Offering snapshot reported Dec 5, 2012 · SEC filing

Reported sold
$2.94M
Offering amount: $4M
Investors reported
105
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 18, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.47M$2.94MOct 26, 2010: $72,000.00Oct 26, 2010Oct 17, 2011: $1,401,514.00Oct 17, 2011Dec 5, 2012: $2,939,729.00Dec 5, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,401,514 → $2,939,729
  • Reported investors0 → 105
  • Minimum accepted$50,000 → $0

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 5, 2012Amendment$2,939,729$1,538,215vs Oct 17, 2011105SEC filing
Oct 17, 2011Amendment$1,401,514$1,329,514vs Oct 26, 20100SEC filing
Oct 26, 2010Initial$72,000No comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06, 46
Duration over one year
Yes
Business combination
No
Sales commissions
$77.1K
Finders' fees
$0
Form D file number
021-149608
Commissions of 10.2% were paid on sales made by broker dealers. The last such commission was paid on January 4, 2012.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Commonwealth Financial Network8032Daniel Romaine · CRD 1303943

Source: Form D, filed Dec 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thatcher M. Adams, Jr. Executive, Promoter
Scott Johnson Director, Executive
Alan Kozlay Director
Douglas E. Kozlay Director, Executive
James Mc Leod Director
Richard Prout Director
Andrew Sherman Director
Clark Sigsbee Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
21 Main Street Suite 102
Bangor, ME, 04401