Form D · Hedge Fund

AAMAF, LP

Cleveland, OH · CIK 0001543967

Offering snapshot reported Oct 5, 2017 · SEC filing

Reported sold: $63.1M
Investors reported: 116
Minimum accepted: $0
First sale: Apr 2, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$60,304,785 → $63,111,785
Reported investors111 → 116

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 5, 2017	Amendment	$63,111,785	$2,807,000vs Oct 5, 2016	116	SEC filing
Oct 5, 2016	Amendment	$60,304,785	$600,000vs Oct 7, 2015	111	SEC filing
Oct 7, 2015	Amendment	$59,704,785	$5,126,100vs Oct 8, 2014	110	SEC filing
Oct 8, 2014	Amendment	$54,578,685	$2,097,132vs Mar 20, 2014	101	SEC filing
Mar 20, 2014	Amendment	$52,481,553	$6,908,553vs Mar 20, 2013	98	SEC filing
Mar 20, 2013	Amendment	$45,573,000	$20,723,000vs May 11, 2012	79	SEC filing
May 11, 2012	Initial	$24,850,000	No comparison	57	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-178124

The recipients listed in Item 12 are paid an amount in equal to a percentage of the management fee paid to the General Partner (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
CORONADO INVESTMENTS, LLC	111992

Source: Form D, filed Oct 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AAMAF, LP

Investment adviser: ANCORA ADVISORS LLC

Gross asset value: $6.51M
Beneficial owners: 78
ADV minimum commitment: $500K

Reported in Form ADV on Jun 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, ALTERNATIVE INVESTMENT SERVICES, LLC BELLVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

JEFFERIES LLC
SEC 8-15074

BTIG, LLC
CRD 122225 · SEC 8-65473

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1435902 · Jun 24, 2020 · Schedule D 7.B.(1), fund 805-3220056646

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Denis Amato	Executive
Ancora Advisors Llc	Executive
Richard Barone	Executive
Brian Hopkins	Executive
Ryan Hummer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ancora Advisors Llc 6060 Parkland Boulevard, Suite 200
Cleveland, OH, 44124