Form D · Other Investment Fund

A&Q Technology Fund LLC

Stamford, CT · CIK 0001281771

Offering snapshot reported Nov 18, 2022 · SEC filing

Reported sold
$236M
Indefinite offering
Investors reported
1,565
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Oct 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$118M$236MDec 1, 2011: $185,309,214.00Dec 1, 2011Nov 30, 2012: $195,411,222.00Nov 27, 2013: $197,941,130.00Nov 28, 2014: $204,823,760.00Nov 23, 2015: $209,033,760.00Nov 18, 2016: $220,131,140.00Nov 17, 2017: $221,166,140.00Nov 19, 2018: $222,479,815.00Nov 19, 2019: $223,254,815.00Nov 19, 2020: $223,254,815.00Nov 19, 2021: $236,404,815.00Nov 18, 2022: $236,404,815.00Nov 18, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors452 → 1,565

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2022Amendment$236,404,815$0vs Nov 19, 20211,565SEC filing
Nov 19, 2021Amendment$236,404,815$13,150,000vs Nov 19, 2020452SEC filing
Nov 19, 2020Amendment$223,254,815$0vs Nov 19, 2019480SEC filing
Nov 19, 2019Amendment$223,254,815$775,000vs Nov 19, 2018552SEC filing
Nov 19, 2018Amendment$222,479,815$1,313,675vs Nov 17, 20171,545SEC filing
Nov 17, 2017Amendment$221,166,140$1,035,000vs Nov 18, 20161,531SEC filing
Nov 18, 2016Amendment$220,131,140No comparison1,523SEC filing
Nov 23, 2015Amendment$209,033,760No comparison1,500SEC filing
Nov 28, 2014Amendment$204,823,760No comparison1,472SEC filing
Nov 27, 2013Amendment$197,941,130No comparison1,420SEC filing
Nov 30, 2012Amendment$195,411,222No comparison1,393SEC filing
Dec 1, 2011Amendment$185,309,214No comparison1,303SEC filing
Dec 2, 2010Amendment$166,949,738$17,491,394vs Dec 2, 20091,126SEC filing
Dec 2, 2009Amendment$149,458,344$11,859,000vs Mar 11, 20091,006SEC filing
Mar 11, 2009Amendment$137,599,344No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$2.13M (estimated)
Finders' fees
$0
Form D file number
021-63273
Investors may be charged a placement fee of up to 2% of the investor's capital contribution. Placement fees do not constitute assets of the Fund and do not reduce an investor's capital account balance.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Nov 18, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Aily S. Andrews Executive
Robert F. Aufenanger Executive
Virginia G. Breen Director
Eric Brotman Director, Executive
Meyer Feldberg Director
William J. Ferri Executive
Dylan Germishuys Executive
Craig K. Goos Executive
George W. Gowen Director
Heather Higgins Director
Stephen H. Penman Director
Frank S. Pluchino Executive
Matthew Richards Executive
Stephen Roussin Director
N/A Ubs Fund Advisor, L.L.C. Promoter
Nicholas J. Vagra Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
600 Washington Boulevard
Stamford, CT, 06901