Form D · Other Investment Fund
A&Q Equity Opportunity Fund LLC
Stamford, CT · CIK 0001157957
Offering snapshot reported Nov 26, 2014 · SEC filing
- Reported sold
- $217M Indefinite offering
- Investors reported
- 1,023 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Dec 1, 2001 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$205,161,030 → $216,500,361
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 26, 2014 | Amendment | $216,500,361 | $11,339,331vs Mar 11, 2009 | 1,023 | SEC filing |
| Nov 27, 2013 | Amendment | $216,500,361 | $11,339,331vs Mar 11, 2009 | 1,023 | SEC filing |
| Nov 30, 2012 | Amendment | $216,450,361 | $11,289,331vs Mar 11, 2009 | 1,022 | SEC filing |
| Dec 1, 2011 | Amendment | $216,450,361 | $11,289,331vs Mar 11, 2009 | 1,022 | SEC filing |
| Dec 2, 2010 | Amendment | $211,209,530 | $3,145,500vs Dec 2, 2009 | 1,098 | SEC filing |
| Dec 2, 2009 | Amendment | $208,064,030 | $2,903,000vs Mar 11, 2009 | 1,081 | SEC filing |
| Mar 11, 2009 | Amendment | $205,161,030 | No comparison | Not reported | SEC filing |
| Mar 11, 2009 | Initial | $205,161,030 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.95M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-127649
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Financial Services Inc. | 8174 |
Source: Form D, filed Nov 26, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert F. Aufenanger | Executive |
| Virginia G. Breen | Director |
| Eric Brotman | Director, Executive |
| Meyer Feldberg | Director |
| William J. Ferri | Executive |
| Dylan Germishuys | Executive |
| Craig K. Goos | Executive |
| George W. Gowen | Director |
| Stephen H. Penman | Director |
| Frank S. Pluchino | Executive |
| Stephen Roussin | Director |
| N/A Ubs Fund Advisor, L.L.C. | Promoter |
| Nicholas J. Vagra | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Stamford, CT, 06901