Form D · Hedge Fund

A&Q Carmen Diversified Alpha Strategy Fund (Delaware) LLC

Stamford, CT · CIK 0001866412

Offering snapshot reported Jun 14, 2021 · SEC filing

Reported sold: $7M
Investors reported: 1
Minimum accepted: $100K
First sale: Jun 1, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 14, 2021	Initial	$7,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-402788

Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
UBS Financial Services Inc.	None

Source: Form D, filed Jun 14, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

A&Q CARMEN DIVERSIFIED ALPHA STRATEGY FUND (DELAWARE) LLC

Investment adviser: UBS HEDGE FUND SOLUTIONS LLC

Gross asset value: $8.43M
Beneficial owners: 12
ADV minimum commitment: $250K

Reported in Form ADV on Jun 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1665

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1657337 · Jun 29, 2022 · Schedule D 7.B.(1), fund 805-3614110902

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ramona Heine	Director
Michael Kim	Executive
Cassandra Powell	Director
Nicole Tortarolo	Director
N/A Ubs Hedge Fund Solutions Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 Washington Boulevard
Stamford, CT, 06901