Form D · Other Energy
A-Power Energy Generation Systems, Ltd.
Liaoning, F4 · CIK 0001399233
Offering snapshot reported Feb 3, 2010 · SEC filing
- Reported sold
- $14.8M Offering amount: $14.8M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 21, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2010 | Initial | $14,750,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $369K
- Finders' fees
- $0
- Form D file number
- 021-138426
Additional amounts were sold pursuant to Regulation S for a total offering of $83 million.
With sales commission for Regulation S for a total of $2,075,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Oppenheimer & Co. Inc · CRD 249 |
Source: Form D, filed Feb 3, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Zhenyu Fan | Director |
| Bin Jiang | Executive |
| Robert Leckie | Director |
| Dilip Limaye | Director |
| John Shen Lin | Director, Executive |
| Jinxiang Lu | Director, Executive |
| Kin Kwong (Peter) Mak | Executive |
| Remo Richli | Director |
| Jianmin Wu | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
No. 44 Jingxing North St, Tiexi District Shenyang
Liaoning, F4, 110021
Liaoning, F4, 110021