Form D · Other Investment Fund

A-MQX-11-Fund, a series of AX-AJ-Funds, LLC

Salt Lake City, UT · CIK 0001671902

Offering snapshot reported Apr 15, 2016 · SEC filing

Reported sold: $118K
Investors reported: 8
Minimum accepted: $1K
First sale: Apr 6, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 15, 2016	Initial	$117,500	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-261413

Source: Form D, filed Apr 15, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

A-MQX-11-FUND, A SERIES OF AX-AJ-FUNDS, LLC

Investment adviser: PLATFORM ADVISOR, LLC

Gross asset value: $434K
Beneficial owners: 9
ADV minimum commitment: $12.5K

Reported in Form ADV on Nov 4, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Related to adviser: No

Marketer AL ADVISORS MANAGEMENT INC. SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 1575672 · Nov 4, 2021 · Schedule D 7.B.(1), fund 805-1733531126

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management,	Director
Jens Beyrich	Executive
Jeremy Neilson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2150 S 1300 E Suite 360 Salt Lake City
Salt Lake City, UT, 84106