Form D · Private Equity Fund
A&M Capital Opportunities Fund, LP
Greenwich, CT · CIK 0001659127
Offering snapshot reported Dec 13, 2016 · SEC filing
- Reported sold
- $258M Indefinite offering
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 4, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 50
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 13, 2016 | Amendment | $257,805,000 | No comparison | 50 | SEC filing |
| Dec 3, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 25, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $7.25M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-251914
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Barclays Capital Inc. | 19714 | Barclays Capital Inc. · CRD 19714 |
| Stifel, Nicolaus & Company, Incorporated | 793 | Stifel, Nicolaus & Company, Incorporated · CRD 793 |
Source: Form D, filed Dec 13, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Antonio Alvarez Ii | Director |
| N/A Alvarez & Marsal Capital, Llc | Promoter |
| N/A Alvarez & Marsal Capital, L.P. | Promoter |
| N/A Alvarez & Marsal Inc. | Director |
| N/A A&M Capital Opportunities Gp Associates, Lp | Promoter |
| N/A A&M Capital Opportunities Gp, Lp | Promoter |
| Antonio Marsal | Director |
| Bryan Marsal | Director |
| Michael Odrich | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
325 Greenwich Avenue 3 Rd Floor
Greenwich, CT, 06830
Greenwich, CT, 06830