Form D · Other Investment Fund

A-LOS-38-Fund, a series of AX-LE-Funds, LLC

Salt Lake City, UT · CIK 0001713531

Offering snapshot reported Aug 10, 2017 · SEC filing

Reported sold: $103K
Investors reported: 6
Minimum accepted: $1K
First sale: Aug 4, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$95,000 → $103,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 10, 2017	Initial	$95,000	No comparison	6	SEC filing
Aug 10, 2017	Amendment	$103,000	$8,000vs Aug 10, 2017	6	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-292502

Source: Form D, filed Aug 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

A-LOS-38-FUND, A SERIES OF AX-LE-FUNDS, LLC

Investment adviser: PLATFORM ADVISOR, LLC

Gross asset value: $230K
Beneficial owners: 6
ADV minimum commitment: $5K

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BELLTOWER FUND GROUP, LTD SEATTLE, Washington, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Custodian BELLTOWER FUND GROUP, LTD SEATTLE, Washington, United States Related to adviser: Yes

Marketer AL ADVISORS MANAGEMENT INC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Filing source

Form ADV 1724716 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-4450001439

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management	Director
Mateo Johnson	Executive
Jeremy Neilson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2150 S. 1300 E., Suite 360
Salt Lake City, UT, 84106