Form D · Other Investment Fund
A-KQK-14-Fund, a series of AX-RivRes-Funds, LLC
Salt Lake City, UT · CIK 0001746994
Offering snapshot reported Sep 4, 2018 · SEC filing
- Reported sold
- $83K Offering amount: $83K
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $2.5K Reported outside-investor minimum
- First sale
- Aug 31, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 4, 2018 | Initial | $83,000 | No comparison | 28 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-320567
Source: Form D, filed Sep 4, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management | Director |
| Jeremy Neilson | Executive |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
2150 S. 1300 E., Suite 360
Salt Lake City, UT, 84106
Salt Lake City, UT, 84106