Form D · Investment Banking
A.D. Smitherman & Co Ltd.
Toronto, A6 · CIK 0001566102
Offering snapshot reported Dec 11, 2015 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $5M (estimated)
- Finders' fees
- $5M (estimated)
- Form D file number
- 021-252843
The combined Sales Commissions, Finders Fee's and any commissions due to the President and CEO will not exceed 10% of gross sales.
Source: Form D, filed Dec 11, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Arthur Douglas Smitherman | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
222 415 Oakdale Road
Toronto, A6, M3N 1W7
Toronto, A6, M3N 1W7