Form D · REITS and Finance
999 Third Avenue REIT
Seattle, WA · CIK 0001598752
Offering snapshot reported Jan 30, 2014 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 16, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2014 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-211027
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Charles Harrison | 3071551 | H & L Equities, LLC · CRD 113794 |
| Phyllis Beck | 1020488 | H & L Equities, LLC · CRD 113794 |
| Patrick Whelchel | 5389090 | H & L Equities, LLC · CRD 113794 |
| Scott Harrison | 4981070 | H & L Equities, LLC · CRD 113794 |
| Lori Mayfield | 4899271 | H & L Equities, LLC · CRD 113794 |
Source: Form D, filed Jan 30, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Adamakakis | Director, Executive |
| Francesco Alessi | Executive |
| David Baffa | Executive |
| Pierre Francois Chapleau | Executive |
| Franco Custodinho | Executive |
| Paul David | Executive |
| Roman Drohomirecki | Executive |
| Isabelle Durand | Executive |
| George Fiddler | Executive |
| Vincent Fillion | Director, Executive |
| Sylvain Fortier | Executive |
| Daniel Fournier | Executive |
| Rita Rose Gagne | Executive |
| Claude Gendron | Executive |
| Paul Gleeson | Executive |
| Dan Haggarty | Executive |
| Douglas J. Harman | Executive |
| N/A Ic 999 Third Avenue Lp | Promoter |
| Karen Laflamme | Executive |
| Jean Laramee | Executive |
| Gervais Levasseur | Executive |
| Arthur Lloyd | Executive |
| Marc Moutamara | Executive |
| John Scott | Executive |
| Claude Siros | Executive |
| Lorna J. Telfer | Director, Executive |
| William R.C. Tresham | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
999 Third Avenue
Seattle, WA, 98104
Seattle, WA, 98104