Form D · Retailing

99 CENTS ONLY STORES LLC

Commerce, CA · CIK 0001011290

Offering snapshot reported Dec 14, 2017 · SEC filing

Reported sold
$140M
Offering amount: $148M
Investors reported
31
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 14, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 14, 2017Initial$140,110,000No comparison31SEC filing

Offering details

Securities
Debt, Other
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$2.1M (estimated)
Finders' fees
$0
Form D file number
Not reported
$7,772,000 did not participate in the Exchange Offer
Guarantees of Debt

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Deutsche Bank Securities Inc.2525
Guggenheim Securities, LLC40638

Source: Form D, filed Dec 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Norman Axelrod Director
Geoffrey James Covert Director, Executive
Michael Fung Director
Andrew Giancamilli Director
Dennis Gies Director
David Kaplan Director
Scott Nishi Director
N/A Number Holdings, Inc. Executive
Allyson Satin Director
Jack L Sinclair Executive
Felicia Thornton Executive

Issuer details

Industry: Retailing (See others in industry)

Address:
4000 Union Pacific Avenue
Commerce, CA, 90023