Form D · Venture Capital Fund

5AM VENTURES III, L.P.

Menlo Park, CA · CIK 0001456890

Offering snapshot reported Dec 11, 2009 · SEC filing

Reported sold: $198M
Investors reported: 43
Minimum accepted: $25K
First sale: Feb 24, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$159,250,000 → $197,825,000
Reported investors34 → 43

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 11, 2009	Amendment	$197,825,000	$38,575,000vs Jul 1, 2009	43	SEC filing
Jul 1, 2009	Amendment	$159,250,000	$20,000,000vs Apr 24, 2009	34	SEC filing
Apr 24, 2009	Amendment	$139,250,000	No comparison	Not reported	SEC filing
Mar 19, 2009	Initial	$119,250,000	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-128190

Source: Form D, filed Dec 11, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

5AM VENTURES III, L.P.

Investment adviser: 5AM VENTURE MANAGEMENT, LLC

Gross asset value: $22.6K
Beneficial owners: 44
ADV minimum commitment: $0

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DYNAMO SOFTWARE, INC. WATERTOWN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. SAN FRANCISCO, California, United States

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2066842 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-5653307685

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
5AM VENTURES III, L.P. (this fund)	Dec 11, 2009	$197,825,000	43
5AM Ventures IV, L.P.	Oct 16, 2013	Yet to sell	0
5AM Ventures V, L.P.	May 27, 2016	$285,000,000	80

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John David Diekman	Executive
Scott Michael Rocklage	Executive
Andrew James Schwab	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2200 Sand Hill Road Suite 110
Menlo Park, CA, 94025