Form D · Private Equity Fund
57 Stars Global Opportunity Fund 4 (U.S.), L.P.
Washington, DC · CIK 0001645990
Offering snapshot reported Oct 26, 2017 · SEC filing
- Reported sold
- $9.33M Offering amount: $9.33M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 9, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2017 | Initial | $9,325,000 | No comparison | 16 | SEC filing |
| Jul 8, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-297492
Issuer will also pay Trinity and BA Securities commission based on the commitments introduced by each party.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Trinity Group Limited | None | |
| BA Securities, LLC | 153489 | Jennifer Johnson · CRD 4756254 |
Source: Form D, filed Oct 26, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
57 STARS GLOBAL OPPORTUNITY FUND 4 (U.S.), L.P.
Investment adviser: 57 STARS LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2066494 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6955888358
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Jonas Cowan | Director, Executive |
| Mitchell Darrin Fenster | Executive |
| Bernard Charles Mc Guire | Director, Executive |
| Stephen Humbert O'neill | Director, Executive |
| Eugene Vincent Pohren | Director, Executive |
| Charles David Toy | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Washington, DC, 20001